To help you get the ball rolling with marketing and promoting your firm to your leads, prospects, and clients, we’ve created the LPL Pre-Approved Riskalyze Advisor Marketing Kit. Existing LPL clients are encouraged and empowered to take advantage of this.
To download, simply log into Riskalyze and click Help to access the Help Center. From there, simply click LPL Marketing Kit!
Below you'll find a list detailing each item in the Marketing Kit and their respective tracking numbers (in parentheses):
- Flyer (1-655302)
- Slide deck (1-655301)
- Riskalyze Poster #1 (1-655266)
- Green, "Anyone Can be a Fearless Investor"
- Riskalyze Poster #2 (1-655272)
- Orange, "Everyone has a Risk Number. What's yours?"
- Client Facing Video (1-580096)
- Press Release (1-474151)
- Social Media Strategies (No tracking number required)
Pre-approved communications can be used by advisors without further approval by LPL Marketing Regulatory Review, provided no changes are made.
For record retention purposes, pre-approved materials should be uploaded through ComplianceMAX as “pre-approved” content. If you make any changes to these pre-approved materials, the content must be submitted via ComplianceMAX under the standard submission option and approved by LPL prior to use.
Follow the below instructions when uploading these materials through ComplianceMAX. Each Item must be uploaded separately. Since the Riskalyze LPL Advisor Marketing Kit is pre-approved, you do not need to wait for additional approval.
Most of Section 1 is self-explanatory (name, contact info) which is likely pre-filled.
Other notable sections:
Section 1.7 Submission Type: Select "Pre-Approved".
Section 2.1 Name: Type in "Riskalyze".
Section 2.2 LPL Pre-approved Tracking Number: Use the respective tracking number for each marketing kit item listed at the beginning of this article.
Section 2.3 Distribution Method: Blog/Website/Social Media.
Section 2.5 Source of Material: “other”.
Section 2.6 Enter the name of the item associated with the tracking number listed in Section 2.2. For example, if you used tracking number 1-655302, you would enter, "Flyer".
Section 2.7 date of first use: Simply enter a date in the future.
Section 2.8 Select "Browse" button. Once you've downloaded the Marketing Kit, save each item and upload it here.
That's it! You are now ready to leverage the tools in the Riskalyze Marketing Kit to continue empowering fearless investors.