At Riskalyze, we’re honored to serve the thousands of advisors and firms that make up the Fearless Investing Movement. This article describes the Riskalyze user licenses available to advisors and their staff.
- Financial Advisor — Advisor licenses are the primary owner of client profiles, models, and the data stored inside of them. User accounts for these licenses can only be provisioned to individuals who are registered under SEC/FINRA rules.
- Registered Staff — Registered staff licenses are for the staff members of an advisory firm who are registered under SEC/FINRA rules, but operate in the mode of an “assistant” on behalf of the advisor licenses provisioned within that firm.
- Unregistered Staff — Unregistered staff licenses are for the staff members of an advisory firm who do not hold a securities license or any registration under SEC/FINRA rules, and operate in the mode of an “assistant” on behalf of the advisor licenses provisioned within that firm. To learn about best practices for advisors and administrative assistants, click here.
- Firms on an Enterprise version of Riskalyze can configure registered or unregistered staff licenses as “enterprise admins” that can act as an assistant on behalf of advisors across multiple firms.
Have questions? We’re happy to help! Drop us a line at firstname.lastname@example.org.