Command Center gives home offices and compliance officers the ability to view their entire book of business in a single dashboard and search, filter, and sort to find which accounts are in alignment with their investment objective. The Holdings Concentration filter within Command Center allows you to find large allocations of cash, specific securities or funds.
Note: Compliance is a feature within Command Center.
In this article:
- Holdings Concentration Filter
- Filter options
Holdings Concentration Filter
Concentrated allocations to specific holdings are the most likely cause for an account to break out of its intended risk. “Too High” accounts tend to be concentrated to high-risk holdings, while “Too Low” accounts tend to be concentrated to cash or cash equivalents.
The Holdings Concentration filter in Command Center Compliance allows you to instantly find all accounts that are concentrated to specific holdings, and allows you to customize exactly what concentration means to you, using our flexible filter criteria.
Using the Filter Options
To use the Holdings Concentration filter, you’ll start by selecting a holding type:
- Cash
- Any Security
- Specific Security (Search by ticker or CUSIP)
- Any Stock
- Any Mutual Fund
- Any ETF
- Any Bond
- Any High-Risk Security (Risk Number of 90+)
Once you’ve selected an option from the “Select Holding Type Menu” you’ll be able to add the symbol (when applicable) and define the concentration by minimum percentage or minimum dollar amount.